Planning Victory in Afghanistan
por Frederick W. Kagan, 5 de marzo de 2009
(Published in American Enterprise Institute, February 9, 2009)
President Obama has said many times that America must succeed in Afghanistan. He is right, and he deserves our full support in that effort.
Afghanistan is in many respects harder to understand than Iraq was. Even with a good strategy and sufficient resources, success will almost certainly come much more slowly. But as a great man said two years ago, hard is not hopeless.
The keys to finding the right approach lie in nine fundamental principles.
1. UNDERSTAND WHY WE'RE THERE
Afghanistan is not now a sanctuary for al-Qaeda, but it would likely become one again if we abandoned it. Mullah Omar, the head of the Taliban government we removed in 2001, is alive and well in Pakistan. He maintains contacts with Osama bin Laden, Ayman al-Zawahiri, and the other key al-Qaeda leaders, who are also based in Pakistan (although in a different area). Mullah Omar supports Taliban fighters in south-ern Afghanistan from his Pakistani havens, while al-Qaeda and its af-filiates support insurgents in eastern Afghanistan. Allowing Afghanistan to fail would mean allowing these determined enemies of the United States to regain the freedom they had before 9/11.
Pakistan itself is another reason Af-ghanistan is vitally important to America. It's a country with 170 mil-lion people, nuclear weapons, and numerous terrorist groups. As long as Afghanistan is unstable, Pakistan will be unable to bring order to its own tribal areas, where many ter-rorist sanctuaries persist. It will also be distracted from addressing the more fundamental problems of Is-lamic radicalism that threaten its very survival as a state. Further, Af-ghan instability makes the U.S. de-pendent on Pakistan logistically--there is no way to replace com-pletely the land route from Karachi with another route through Central Asia. This dependence in turn re-duces our ability to influence Is-lamabad on other matters of great importance, such as stabilizing civil-ian rule in Pakistan and stopping support for terrorist groups like the one that attacked Bombay.
2. KNOW WHAT WE HAVE TO ACHIEVE
Success in Afghanistan does not re-quire creating a paradise in one of the poorest countries on earth, but we cannot define victory down. Pre-venting Afghanistan from becoming a safe haven for terrorists again, helping Pakistan fight its own ter-rorist problems, and liberating our-selves from dependence on Pakistan will require building an Afghan state with a representative govern-ment.
Afghanistan has a longer tradition of such political organization than Iraq has. It has been independent since 1747, and had a functioning constitutional and parliamentary monarchy in the middle of the 20th century. Centrifugal forces in Af-ghanistan have always been power-ful, making the prospects for a strong centralized government in Kabul poor, but the country is nei-ther ungovernable nor artificial. It cannot be stable at this point in his-tory, however, without a representa-tive system. Its multiethnic makeup and decades of internal war mean that any attempt to impose a strongman or to break the country up into effectively independent, warlord-ruled fiefdoms will lead to perpetual violence.
3. UNDERSTAND OUR ENEMIES AND FRIENDS
There is no such thing as 'the Tali-ban' today. Many different groups with different leaders and aims call themselves 'Taliban,' and many more are called 'Taliban' by their enemies. In addition to Mullah Omar's Taliban based in Pakistan and indigenous Taliban forces in Afghanistan, there is an indigenous Pakistani Taliban controlled by Bai-tullah Mehsud (this group is thought to have been responsible for assassinating Benazir Bhutto). Both are linked with al-Qaeda, and both are dangerous and determined. In other areas, however, 'Taliban' groups are primarily disaffected tribesmen who find it more conven-ient to get help from the Taliban than from other sources.
In general terms, any group that calls itself 'Taliban' is identifying itself as against the government in Kabul, the U.S., and U.S. allies. Our job is to understand which groups are truly dangerous, which are ir-reconcilable with our goals for Af-ghanistan--and which can be frac-tured or persuaded to rejoin the Af-ghan polity. We can't fight them all, and we can't negotiate with them all. Dropping the term 'Taliban' and referring to specific groups instead would be a good way to start un-derstanding who is really causing problems.
Recognizing the limitations of the current government is a good next step. That government is ineffective and deeply corrupt. Provincial gov-ernors and district leaders were not elected, but appointed by Pres. Hamid Karzai, often with an eye toward marginalizing potential ri-vals and consolidating his power. Karzai's popularity is dwindling, and the postponement of Afghani-stan's presidential elections from May to August allows his oppo-nents to paint him as illegitimate. It is possible that even if Karzai wins the August election, many Afghans will continue to view him as ille-gitimate.
The U.S. cannot, however, turn away from the central government and seek solutions only at the local level. For one thing, important local leaders are Karzai's appointees. For another, building local solutions that do not connect with the central government is the path toward re-newed warlordism and instability. The key, therefore, is to develop lo-cal solutions that are connected to the central government but not nec-essarily completely controlled by it.
Local governments--possibly at the level of individual villages--will have to play a role in selecting indi-viduals to help maintain security once it has been established. Afghan villages often have representative bodies, or at least local elders who can identify needs and priorities while balancing tribal concerns. Lo-cal and provincial governments connected to Kabul will have to provide weapons and compensation to local security forces and will therefore acquire a certain limited control over them.
Similar approaches are likely to be required on the economic front--local groups and leaders, in some cases supported initially with fund-ing from the U.S. Commander's Emergency Response Program, can get economic projects going, but they will have to connect those pro-jects to central-government repre-sentatives for long-term funding and integration into regional and national economic systems. The bot-tom line is that we must work hard to develop local solutions to local problems, but always with the goal of integrating those solutions into a loose but real central support-and-control system.
4. COMMIT TO THE EFFORT
The consistent unwillingness of the U.S. government to commit to the success of its endeavors in Afghani-stan (and Iraq) over the long term is a serious obstacle to progress. The Pakistani leadership appears con-vinced that America will abandon its efforts in South Asia sooner rather than later, and this conviction fuels Pakistan's determination to retain support for (and therefore control of) Afghan Taliban groups based in its territory. It also contrib-utes to instability within Pakistan, because Pakistani leaders are tenta-tive about committing to the fight against their internal foes as long as they are unsure of our determina-tion to do our part.
At the local level within Afghani-stan, people who are not convinced that coalition forces will stay to support them if they oppose the ter-rorists are unlikely to risk retaliation by committing to us. When U.S. forces moved into insurgent strong-holds in Iraq in 2007, the first thing they were asked was: 'Are you go-ing to stay this time?' When the an-swer was yes (and we proved it by really staying and living among them), the floodgates of local oppo-sition to the insurgents opened. The people of Afghanistan need the same reassurance. Until it is widely believe that the U.S. will remain in the fight until the insurgency is de-feated, doubt about our commit-ment will continue to fuel the insur-gency. If we are going to fight this war, as our interests require, we must make it clear that we will do what it takes to win.
Our history is very much against us in this effort. Islamists point to our retreat following the Marine-barracks bombing in Lebanon in 1983, the 'Blackhawk Down' inci-dent in 1993, our abandonment of Afghanistan following the defeat of the Soviet Union in 1989, and our abandonment of Shiite and Kurdish Iraqis to Saddam Hussein's retribu-tion in 1991 and 1992. At the end of 2006, our enemies in Iraq were al-ready declaring victory, convinced that the pattern would repeat itself. The question they are now asking is: Was the surge an aberration in U.S. policy or a new pattern?
Our friends have the same question. We are asking them to put their lives on the line in support of shared goals, and they need to know we will stand by them. More rides on the outcome of our effort in Af-ghanistan than the particular inter-ests we have there. American secu-rity would benefit greatly if we changed the global perception that the U.S. does not have the stomach to finish what it starts.
5. LEARN AND ADAPT THE RIGHT LESSONS
We cannot dismiss our extensive and painful experiences in Iraq, but we must recognize the differences between that country and Afghani-stan.
Perhaps the most important lesson of Iraq that is transportable to Af-ghanistan is this: It is impossible to conduct effective counterterrorism operations (i.e., targeting terrorist networks with precise attacks on key leadership nodes) in a fragile state without conducting effective counterinsurgency operations (i.e., protecting the population and using economic and political programs to build support for the government and resistance to insurgents and terrorists). We will never have a bet-ter scenario in which to test the limi-tations of the counterterrorism model than we had in Iraq in 2006. U.S. Special Forces teams had com-plete freedom to act against al-Qaeda in Iraq, supported by around 150,000 regular U.S. troops, Iraqi military and police forces of several hundred thousand, and liberal air-power. We killed scores of key ter-rorist leaders, including the head of al-Qaeda in Iraq, Abu Musab al Zarqawi, in June 2006. But terrorist strength, violence, and control only increased over the course of that year. It was not until units already on the ground applied a new ap-proach--a counterinsurgency ap-proach--and received reinforce-ments that we were able to defeat al-Qaeda in Iraq (even without killing its new leader).
In Afghanistan, we have nothing like the freedom of movement we had in Iraq in 2006, and nothing like the force levels. We have, further-more, been targeting leadership nodes within terrorist networks in Afghanistan and Pakistan for seven years now, yet the groups are not defeated. Absent a counterinsur-gency and nation-building strategy that leads the population to reject the terrorists, killing bad guys will not defeat well-organized and de-termined terrorist networks.
Enthusiasm has been growing for some time over the idea of generat-ing 'awakenings' in Afghanistan similar to the Anbar Awakening that helped turn the tide in Iraq in 2007. Conceptually, this enthusiasm is sound. As noted above, success will require developing local solu-tions that are integrated in some way with the central government--the most abstract rendering of the 'awakening' phenomenon in Iraq.
But we must be very careful about trying to apply Iraq 'lessons' of greater specificity. For one thing, what happened in Iraq was not a single phenomenon. The Sunni-Arab rejection of al-Qaeda and turn to the coalition consisted of myriad local developments rather than be-ing a coordinated movement. The coalition response to and support of those local developments was coor-dinated--we coined the term 'Sons of Iraq' and treated SOIs as though they were a coherent group for cer-tain funding and bureaucratic pur-poses--but each group remained independent. The SOIs never devel-oped a corporate identity, and the local movements transformed their local political contexts rather than evolving into a country-wide movement.
The same will be true in Afghani-stan. Local groups in Konar will not identify with local groups in Hel-mand, nor should they. There is no 'Sons of Afghanistan' program that can be centrally defined and di-rected during its formation. As in Iraq, we must allow and encourage local movements to grow organi-cally--in accordance with local con-ditions and traditions, but moder-ated by Afghan and coalition forces that understand the local area. It should go without saying that any effort to develop local security forces in areas that have not been cleared of insurgents will fail, either exposing the locals to vicious retri-bution or helping the insurgents co-opt new fighters.
6. CONSIDER THE HUMAN TER-RAIN
Pashtuns are not Arabs. They have different traditions, different tribal structures, different ways of resolv-ing differences. One of the most im-portant (and least remarked-upon) differences is that Iraqis fight in their cities and villages while Pash-tuns, on the whole, do not.
Saddam Hussein planned his de-fenses against U.S. attack with the intention of drawing us into urban fights he thought we would fear. Indigenous Iraqi insurgents dug into villages and cities and blended into the population. So did the ex-ternal terror groups.
Coalition forces fought their way through Iraqi cities and villages, sometimes doing fearful damage to the cities and local populations. We devastated Fallujah and Ramadi, for example. But local grievances did not focus on the collateral damage. Considering the scale of the destruc-tion, Iraqi complaints about it were very mild. In 2007, victorious coali-tion troops who had fought their way through insurgent and terrorist sanctuaries in Baghdad were more popular at the end of the fight than at the beginning. Iraqis generally recognize that their wars are fought in their cities, horrible though that is, so they have a fairly high toler-ance for collateral damage and even for the presence of foreign forces in their urban areas and villages. They are generally more interested in who is going to win.
Pashtuns don't work that way. The Soviets invaded Afghanistan at the end of 1979 and quickly occupied all of the major urban areas. The insur-gents, for the most part, did not con-test that occupation. They focused instead on cutting off communica-tions between the cities, on ambush-ing Soviet troops moving outside urban areas and villages, and on attacking isolated Soviet outposts. The Soviets did not know how to respond--they had no context for thinking about a rural insurgency. They had fought the Second World War city by city, and had sup-pressed rebellions in their Eastern European satellites by fighting through their capitals. They tried to subdue the Pashtuns with ferocious and indiscriminate bombing of Af-ghan villages, generating 5 million refugees and strengthening the re-sistance rather than breaking it.
Today's situation is similar. The ma-jor urban centers are not insurgent sanctuaries, and most insurgent at-tacks occur not only beyond the city limits but outside of the villages as well. American troops accustomed to setting up positions within Iraqi cities and towns may find that the same procedures in Afghanistan incense the population rather than reassure it. That does not mean the problem lies with our overall 'foot-print' in Afghanistan, but rather that we should rethink where to put our feet. We must also remember that Afghan tolerance for attacks within villages and cities is much lower than Iraqi tolerance, which is why complaints about collateral damage in Afghanistan are much louder than Iraqi complaints were, even though the damage is milder.
Understanding this principle is vi-tal, because if we misinterpret the nature of the 'footprint' problem we might come to the erroneous con-clusion that success requires fewer forces rather than more--or, as some senior leaders are increasingly sug-gesting, that our presence is the problem. In fact, to solve the prob-lems in Afghanistan we must have a deep understanding of local dynam-ics in many different areas. In the current security environment, only American and allied military forces can understand those dynamics, and they can do so only by living among the people in a way that is mutually acceptable to our forces and the Af-ghans. Pulling back to bases may reduce local resentment of us, but it will also deprive us of any ability to interact with Afghans and their leaders at the level necessary for success. As General Petraeus is fond of saying, you can't kill your way out of an insurgency. Neither can you defeat one long-distance. Suc-cess in Iraq required finding the right way to deploy American forces among the Iraqi population. Success in Afghanistan will require finding the right way for Afghanistan, which will almost certainly be dif-ferent from the right way in Iraq.
7. UNDERSTAND WHAT WE MUST DO, CAN DO, AND CAN'T DO
The Afghan National Army consists of perhaps 70,000 troops (on paper). This number will rise gradually to 134,000--itself an arbitrary sum, based on assumptions about what the fifth-poorest country in the world can afford to pay for an army that is certainly too small to estab-lish and maintain security. The Af-ghan National Police are ineffective when not actively part of the prob-lem. Afghanistan is significantly larger than Iraq, its terrain is far more daunting, and its population is greater. The Iraqi Security Forces that defeated the insurgency (with our help) in 2007 and 2008 num-bered over 500,000 by the end. There is simply no way that Afghan Secu-rity Forces can defeat the insurgents on their own, with or without large numbers of coalition advisers.
Breaking the insurgency will have to be a real team effort. Coalition units must partner with Afghan army units to clear critical areas, and then work with local leaders to develop local security solutions that smaller numbers of residual U.S. and Af-ghan troops can support while other areas are cleared.
It is better, in general, for Afghans to take the lead in moving into or through Afghan towns, but this is not always as desirable as we might think. In many regions, Afghan vil-lagers are highly localized. Iraqis were accustomed to traveling across their country, maintained active links with and made frequent visits to relatives in various regions, and were willing to see the Iraqi army as their army even when its units were drawn from other parts of the coun-try. Many rural Afghans are not nearly as mobile, particularly after decades of fighting in which the in-surgents worked studiously to dis-rupt communications. In some ar-eas, any outside forces--even Af-ghan forces--are seen simply as out-siders.
We can observe this phenomenon clearly in Pakistan today, as Paki-stani soldiers (largely Punjabis) move into Pashtun areas and are attacked as foreigners. It is not re-motely in our interest to generate a similar situation in Afghanistan. We must also remember an important lesson from our efforts to transition security responsibilities prematurely in Iraq in 2005 and 2006: It does not matter much if the local population resents us; it does matter if they re-sent and mistrust their own security forces. Some counterinsurgency op-erations are better conducted by outside forces simply because the resentment they generate will leave with them rather than stick to the indigenous government.
8. HAVE A GOOD PLAN
Adding more troops to a failing strategy rarely works. Current mili-tary and political leaders recognize this, which is why reviews are un-derway in CENTCOM, the Joint Staff, and the White House to de-velop a new strategy for Afghani-stan. At the end of the day, how-ever, the detailed campaign plan for implementing a new strategy has to come from the commander in the theater. That commander, Gen. David McKiernan, suffers from a number of significant handicaps that Generals Petraeus and Odierno did not face in Iraq in 2007.
Developing a detailed campaign plan requires a large military staff. Coordinating the use of force with political, economic, and social pro-jects also requires a large staff, on both the military side and the civil-ian side. In Iraq in 2007, General Petraeus had a large staff (Multina-tional Force-Iraq). He had a terrific civilian partner in Amb. Ryan Croc-ker, who headed the largest U.S. embassy in the world and had the power to coordinate most of the non-military efforts in Iraq. Petraeus also had the support of Lt. Gen. Raymond Odierno and the large and excellent staff of the III Corps. Odierno and his staff did most of the work developing the military plans to defeat the insurgents, work-ing through five division-level (two-star) commands and as many as 22 combat brigades. Every part of that command structure was necessary to understanding the problem and developing plans to respond to it that were truly integrated at every level.
General McKiernan has no such re-sources. His staff is too small and is a hodgepodge of U.S. and allied of-ficers whose main function, when the staff was formed, was the coor-dination of an allied reconstruction effort. The much larger number of allies in Afghanistan, and the fact that NATO took control of the op-eration in 2006, places an enormous burden on McKiernan and his staff that Petraeus did not face. There is no corps headquarters in Afghani-stan, moreover--no equivalent to Odierno's III Corps and the staff that actually developed the war plan in Iraq. There are five subordinate headquarters (regional commands), but some have few troops and only one has the resources that the five division staffs in Iraq provided. Current plans may put as many as six U.S. brigades on the ground by the end of this year. The U.S. mis-sion in Afghanistan has nothing like the authority that Ambassador Crocker had; on the contrary, the proliferation of allies and interna-tional aid efforts has frustrated at-tempts to unite them in a coherent civil-military campaign plan.
The situation in Afghanistan re-quires a significant augmentation of McKiernan's staff: the addition of a corps headquarters under him and at least one division headquarters in the south. It also requires a body that can coordinate international efforts and mesh them with military planning, either through the U.S. mission in Afghanistan or through the U.N.'s special envoy. Without such an increase in headquarters and planning capabilities, even the best work by our commanders can mitigate only a portion of the prob-lems. The solutions that emerge will likely be suboptimal.
Before it departed, the Bush admini-stration decided to send reinforce-ments to Afghanistan, and the new administration has supported that decision. Rightly so--Afghanistan needs more U.S. troops. But until a thorough and detailed joint cam-paign plan has been developed in the theater--with buy-in from the overall military commander, our allies, and the civilian organizations that will have to help execute it--it will not be possible to know exactly how many troops are needed, what exactly they should be doing, or what resources they will require. Developing such a plan and evaluat-ing the resource requirements should be an urgent priority--more urgent even than getting more troops into the theater.
Developing a coherent plan for the entire country requires the involve-ment of our many allies. That in-volvement, in turn, requires coming to a common understanding of the situation, the tasks to be performed, and the challenges we face. When Afghanistan became a NATO mis-sion, the presumption was that it was primarily a nation-building ex-ercise. Many allied countries com-mitted troops without intending to participate in counterinsurgency efforts. Although it is natural to complain about the national caveats that restrict some (but by no means all) allied troops from leaving their bases or fighting, we must recognize that many of our allies never signed up for this kind of war. They have therefore been reluctant to admit that we now face a full-fledged in-surgency. The Obama administra-tion and its newly appointed envoy, Amb. Richard Holbrooke, have a real opportunity for constructive diplomatic engagement here. It should be their priority to help our allies accept the reality in Afghani-stan, at the same time making it clear that we do not expect them to engage in combat operations they never intended to undertake. As in Iraq, we should accept whatever contributions they are willing and able to make, but avoid allowing tensions over those contributions to distort the overall understanding of the fight.
9. PRIORITIZE EFFORTS
While the situation in Afghanistan is indeed deteriorating, it would be wrong to rush forces out of Iraq this year in response. Most important, as detailed above, we have not yet es-tablished the conditions in Afghani-stan that would allow a surge to be decisive. Also, the theater cannot absorb too many reinforcements too quickly. The surge in Iraq brought U.S. troop levels up to something over 160,000 soldiers--about the same number we had had there at the end of 2005. By contrast, coali-tion force levels in Afghanistan are already at their highest levels. The logistical base that supports them is very sparse. In Iraq there was enough reserve logistical and infra-structure capacity to integrate five additional brigades and two battal-ions in the space of six months. Be-cause similar resources are lacking, it would be much harder to accom-plish such a feat in Afghanistan at this point.
It would also be wrong from the standpoint of U.S. global interests and grand strategy. The dramatic improvement in the situation in Iraq has already increased our options and flexibility--forces are moving from Iraq to Afghanistan this year without imposing unacceptable risks on our position in Iraq. Gen-eral Odierno has identified 2009 as a critical year for Iraq, starting with the successful Iraqi provincial elec-tions that just occurred and ending with the election of a new central government.
Maintaining American presence in Iraq in support of this effort is es-sential. Every estimate suggests that, if we maintain such a presence this year, the requirement for continued U.S. forces in Iraq after 2009 will drop dramatically. We can surge troops into Afghanistan, in other words, in 2010 without compromis-ing success in Iraq, and after we have developed the command and logistical structures--and, above all, the plan--to support them in Af-ghanistan. Therefore, sound grand strategy means using 2009 to set the conditions for decisive operations in Afghanistan while ensuring that Iraq remains stable enough to per-mit dramatic force reductions.
The key problem with this approach is that Afghanistan must elect a new president this year, and many areas of the country are not secure enough for a legitimate election. Unfortu-nately, there is not much we can do to address this problem through troop redeployments. Two addi-tional combat brigades are already on the way and will arrive in time to make a difference. Redirecting other combat brigades now meant for de-ployment to Iraq requires a good six months of advanced warning--among other things, the troops have to train for an entirely different cli-mate, culture, and situation. Any additional brigades would therefore be arriving shortly before the elec-tions. Considering that it takes a unit anywhere from 30 to 60 days on the ground to get deployed and gain enough situational awareness to develop reasonable plans and meth-ods, it is already too late to get more troops to Afghanistan (at least in any prepared and orderly fashion) in time to make much of a difference to the elections.
The theater commander might be able to mitigate the problem to some extent by committing the theater reserve to help; our European allies might be able to help a little with a mini-surge of their own. But rushing out of Iraq now is far more likely to ensure that we are distracted by problems in Mesopotamia in 2010 than to turn the tide in South Asia.
PROLEGOMENON TO A PLAN FOR WINNING IN AFGHANI-STAN
This essay does not provide a plan or a strategy for success in Afghani-stan. It provides, rather, a set of guidelines for thinking about how to develop one, and for evaluating plans articulated by the administra-tion, its generals, and outsiders. Ul-timately, a plan for winning in Af-ghanistan has to be developed in Afghanistan, just as the plan for winning in Iraq was developed in Iraq. It is a truism that any plan must involve not only the U.S. and allied militaries, but all relevant ci-vilian and international agencies, and must deeply involve the Af-ghans themselves at every level. Our military and civilian leaders understand that truism. We have failed to date in accomplishing the objective not because we haven't known that we must, but because it is very hard to do.
But hard is not hopeless in Afghani-stan any more than it was in Iraq. The stakes are high, as they always are when America puts its brave young men and women in harm's way. President Obama has an op-portunity in the difficult challenge he faces. So far, he appears deter-mined to try to do the right thing. He deserves the active support and encouragement of every American in that attempt.
Frederick W. Kagan is a resident scholar at the American Enterprise Institute and author of The End of the Old Order: Napoleon and Europe, 1801-1805 (forthcoming). He is grate-ful to Daniel Barnard for assistance with this article.